Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Manager- Senior Manager

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

My Client is a top 20 Practice firm, and they are looking for a Compliance Manager or Senior Manager to joint their growing team. Responsibilities The Compliance Manager/Senior Manager plays a vital role in the Firms System of Quality Management (SOQM), supporting individuals within the SOQM and the Professional Standards Committee (PSC). This role involves enhancing quality monitoring processes relatedto regulatory matters, ensuring the Firms SOQM remains compliant and effective. Key Duties: .Addressing firm-wide regulatory requirements, including audit, practice assurance, and other regulatory matters. .Collaborating effectively within the department and across the Firm, liaising with senior partners, staff, network members, and regulatory bodies. .Researching, drafting, and responding to compliance queries, including audit registrations, regulatory returns, standards, and quality management policies. .Supporting and advising the Firms compliance partners. Training & Guidance: .Preparing and presenting compliance-related training sessions. .Developing and distributing compliance materials and guidance. .Updating and maintaining compliance content on the Firms intranet. System of Quality Management: .Monitoring quality risks and responses for the Firms SOQM. .Reporting findings and recommending changes to policies, procedures, quality risks, and responses. .Conducting root cause analysis for identified deficiencies and overseeing remedial actions. .Managing the ISQM 1 remedial actions and monitoring activities. .Maintaining the Firms ISQM 1 registers and documents. .Organizing internal reviews, practice assurance reviews, and non-audit regulatory inspections. Person Specification .Professional accountancy qualification (e.g., ICAEW, ACCA) with at least 3 years post-qualification experience for Senior Manager / 1-year for Manager. .Strong knowledge of UK legislation and regulations, including Companies Act 2006, Audit Regulations, QAD, AQR, UK GAAP, IFRS, ISAs, ISQMs, FRCs Revised Ethical Standard, and ICAEW .Proficiency in Microsoft Office and other applications (Excel, Word, PowerPoint, SharePoint). Experience: .Working in audit practice or a similar compliance role. .Writing and delivering guidance and training materials. .Working independently and as part of a team. .Interpreting and applying regulations and standards practically. .Handling complex issues and drawing evidence-based conclusions. .Clear and concise verbal and written communication. .Strong organizational and presentation skills

APPLY NOW

Compliance Manager- Senior Manager Related Jobs

© 2019 Naukrijobs All Rights Reserved